ENCL’s sponsor approval was formally suspended on December 2013 at its request after the UKLA discovered that ENCL continued to offer sponsor services even after the individuals responsible for leading and executing sponsor services had joined another firm
The second hearing of the case was held today with a conclusion that the bank accounts will remain in lock pending when the final hearing of the SFC’s application against all the parties is reached
FINRA has declared its intention to look into electronic bond trading this year, as part of an expanded review of fixed-income markets.
FCA Warning three entities, two consulting firms, “DB Yates & Associates” and “Wagner Capital Management Group” and “AGFMarkets.com” a binary options broker.
SpotFN Warning. Austrian Financial Market Authority breaks its silence by warning against doing business with SpotFN published in the official gazette “Amtsblatt zur Wiener Zeitung”
UK's Financial Conduct Authority has denied affiliation with this firm and cautions traders against doing business with a firm that makes such bogus claims
Financial Conduct Authority (“FCA”) has issued a public warning against the unauthorized activities of Simon Gray & Associates and Wade and Wiley Consultancy
The CFTC decided that Vasquez and his firm Vasquez Global Investments, LLC were found to be jointly liable for the allegations of fraud and are required to pay over $1.3M and are banned permanently from trading, solicitation, and registration
“Monetary meetings are deadly boring,” commented Mr. Bernanke and continues that “these minutes are scripted in advance by bank staff.”
FINRA announced today that it has censured and fined Pershing LLC $3 million for violating the Customer Protection Rule and for related supervisory failures
“The two regulators are working together to relax the open position limit and extend the time for the market. Circulars in this regard are expected to be out very soon,” reported by BusinessLine.
JPMorgan Chasejpmorgan-logo Bank, N.A., Singapore Branch was chastised by MAS for breaching sections of the regulatory act