In response to the ever-growing issues of Cyber security worldwide, the CFTC to reinforce Cyber Security by organising a public Roundtable.
The British Columbia Securities Commission warned all residents of the region to exercise caution when dealing with this firm as Zulutrade gets red-flagged.
Danish Forex giant Saxo Bank challenged by its investors who lost $15 mln in Swiss Franc. How likely is Saxo Bank class action lawsuit? Full story...
The Ontario Securities Commission (OSC), Canada's financial regulator released a report yesterday, as regards results of its enforcement activities in 2014.
CySEC promotes information sharing with the endorsement of Market Data sharing as Cyprus investment firms are now permitted to render “investment services, and/or provide market data.
The UK banking giant Barclays seeks to kill three birds with one stone, as it is in negotiating for a settlement of about £1bn with the three regulators, DFA, FCA and CFTC.
The Emirates Pacific Group AMF public warning was issued after the French regulator discovered that the firm is lacking authorization to offer its services
In a recent announcement made by the MFSA, the regulator publicly declares the appeal of Palladium Fund SICAV plc to voluntary surrender its collective investment scheme license.
There will likely be a backdrop in Cyprus’ status as an offshore zone for Russian money as Russian and Cypriot regulators enter new partnership.
In the never-ending battle of FCA against clone firms, the UK regulator has unmasks a Verrazzano Capital UK clone firm, under the exact same business name.
Aviva investors issues arose from a discovery that a range of funds that required varying levels of performance fees to traders were run from the same desk, instead of being segregated.
The FCA redflags another clone, as it recently uncovered Ftradition to be falsely promoting itself as part of the Tradition Group, whilst the firm is not officially licensed.