After taking into account all relevant circumstances, the SFC has fined Optimas Capital $1.05 million over short position reporting failures.
The SFC has warned investors of the risks of trading some highly volatile stocks as investment discussion forums become influential.
Hong Kong’s SFC says it issues restriction notices to 5 brokers, prohibiting them from dealing with certain assets held in 12 trading accounts.
Mauritius regulator, the FSC has warned against an unauthorized firm, ForexG Global Trading for offering financial products in the country.
Hong Kong regulator, the SFC has introduced an official Facebook page with a campaign to warn the public about social media scams.
SFC has released its annual report 2019-20. According to the report, SFC imposed fines totalling $479 Million during 2019-20 for intermediary misconduct.
With approval from the Securities and Futures Commission (SFC), Arrano Capital is set to launch Hong Kong's first regulated Bitcoin fund.
Hong Kong’s Securities and Futures Commission has fined RHB Securities Hong Kong HKD 6.4 million for failing to comply with regulatory requirements.
Hong Kong’s SFC said that between August, 2007 and July, 2018 Fidelity dealt in futures contracts without a “Type 2 licence”, relying on certain exemptions.
Hong Kong securities regulator SFC said it is waiving annual licensing fees for two years to reduce the industry's regulatory costs.