Previous year has marked an interesting operative year for the UK watchdog. As FCA fines rose and saw an increase in overall severity of the issued fines...
Shares in Europe’s biggest bank by assets, were down nearly 6% in afternoon trading in London on Monday as HBSC’s barrage of issues continue.
In today’s announcement, the UK watchdog has made publicly aware that it has levied a staggering fine of £126 million fine on BNY Mellon bank branches.
NFA fines Dow McVean Capital for regulatory breach, based on Dow McVean Capital's failure to maintain an audit trail of bunched customer order allocations.