Latest Fines News

The FCA has fined a former Stifel Nicolaus trader, Adrian Horn, £53,000 for getting involved in a practice known as “wash trading”.
At least 75 validators were fined for breaking the rules, according to BeaconCha.in, which tracks events on the Ethereum 2.0 mainnet.
CySEC has confirmed a €270.000 settlement with Goldenburg Group Limited for possible violations of the Regulated Markets Law of 2017.
UK financial regulator, the FCA has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.
The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures.
The United States Securities and Exchange Commission (SEC) fines ICORating for misleading ICO reviews and has reached a $269,000 settlement.
FCA blacklists Kincorp Capital Limited
May 03, 2018
Nasir Mohammad
The latest addition to the financial conduct authority’s blacklist is Kincorp Capital Limited. The regulators have clarified that this firm has been providing
Goldman Sachs Fed insider trading case
May 03, 2018
Nasir Mohammad
The Goldman Sachs Fed insider trading case, involves the recent discovery of banker Rohit Bansal receiving government information and Fed documents. In a...
CME bans traders, namely Jun Jin and Diego Di Stefano for prearranging trades two years ago. It is not clear if the cases are related.
CySEC fines Traderstrust
May 03, 2018
Nasir Mohammad
CySEC fines another FX firm for providing misleading information, in violation of article 41of the CySEC Commission Of Law