Latest Fines News

UK financial regulator, the FCA has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.
The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures.
The United States Securities and Exchange Commission (SEC) fines ICORating for misleading ICO reviews and has reached a $269,000 settlement.
CySEC fines Traderstrust
May 03, 2018
Nasir Mohammad
CySEC fines another FX firm for providing misleading information, in violation of article 41of the CySEC Commission Of Law
UBS, Switzerland's banking giant has entered an agreement with institutional investors and some pension funds to pay $135 million in FX manipulation case.
FCA blacklists Kincorp Capital Limited
May 03, 2018
Nasir Mohammad
The latest addition to the financial conduct authority’s blacklist is Kincorp Capital Limited. The regulators have clarified that this firm has been providing
Goldman Sachs Fed insider trading case
May 03, 2018
Nasir Mohammad
The Goldman Sachs Fed insider trading case, involves the recent discovery of banker Rohit Bansal receiving government information and Fed documents. In a...
CME bans traders, namely Jun Jin and Diego Di Stefano for prearranging trades two years ago. It is not clear if the cases are related.
CySEC fines 4 more brokers
Nov 27, 2015
Aside the settlement on IronFX Global, CySEC fines 4 more brokers. Imposing an altogether sum in fines of €1.3 million for all of the five cases. Read here