The ASIC report found lead managers and company directors faced numerous conflicts of interest in the IPO process.
ASIC ended the week by updating its warning list, alerting the public to four unregulated entities, three of which are forex brokers.
A second 51% attack on Vertcoin cryptocurrency was just attempted yesterday. The hackers, however, ended up paying for the attempt out of their own pockets!
Are ASIC CFD Product Interventions justified? The regulator only received its new product intervention powers this April, 2019.
ASIC suspended KP International's AFS license until September 23, 2020. ASIC is concerned that KP International has not adequately addressed the systemic issues identified by the Financial Ombudsman Service.
As outlined in the ASIC annual report, the regulator will continue to respond to a high incidence of misconduct in the retail OTC derivatives sector.
Australian Court rules in favour of ASIC case against Gallop FX, for providing financial services without holding the required licence.q
Australian regulator ASIC has revoked the Licence of an advisory company based in Perth at the request of the company.
The Australian Securities & Investments Commission (ASIC) has announced its new set of rules that guarantee more protection for corporate whistleblower.
The Australian community wonders, will ASIC restrict binary options and CFDs following the pan-European regulators initiative?