Regulators Page 4

Nov 12 2020, 16:19

FCA Flags Budsfx as Unauthorized Forex Trading Platform

Is Budsfx scam or reliable? The FCA has warned against this firm in another tireless effort to crack down on unregulated brokerages.

Regulators Nov 12 2020, 16:19

Forex Broker Exinity Capital Secures Kenyan License From CMA

Regulators Nov 12 2020, 16:19

Australian Court Fines Former Financial Advisor $30k for Dishonest Conduct

Regulators Nov 12 2020, 16:19

ESMA Criticizes BaFin for Failures in Wirecard Scandal

Regulators Nov 12 2020, 16:19

Singapore's MAS Bans Two Former OCBC, UOB, Employees for Fraud

Oct 30 2020, 09:58

ASIC Charges Sigma General Manager With Insider Trading

A Sigma general manager, Michael Story could be facing 20 years in jail after Australia regulator, ASIC charged him with insider trading.

Oct 27 2020, 13:42

Malaysia SC Blacklists Unauthorized Forex Broker Just2Trade

Malaysian financial regulator has blacklisted Just2Trade, a CySEC regulated FX broker which is part of the Russian group of companies FINAM.

Oct 27 2020, 11:40

Is DBFX Limited Scam or Reliable? CONSOB Blocks 7 Financial Services Websites

Is DBFX Limited scam or reliable? CONSOB has issued a notice to block 7 websites for conducting illegal trading services within the country.

Oct 23 2020, 15:04

FCA Flags Another Clone Firm Fidelity International/Fidelity plc

The FCA has warned against a clone firm, Fidelity International/Fidelity plc which claims to be an authorized firm but scams potential victims in the UK.

Oct 23 2020, 14:23

UK FCA Fines Goldman Sachs International £96.6M Over 1MDB Scandal

The FCA has imposed a £97m fine on Goldman Sachs International for its role in the multibillion dollar 1MDB Malaysian embezzlement scandal.

Oct 23 2020, 13:26

Breaking: ASIC Passes Product Intervention Order to Strengthen CFD Protections

ASIC has passed a product intervention order where it has enforced terms on the issuance plus the allocation of CFDs to retail customers.

Oct 22 2020, 12:57

SFC Fines Goldman Sachs Asia $350 Million for Serious Regulatory Lapses

Goldman Sachs’ Asian business has been fined $350m by Hong Kong’s SFC over its role in Malaysia’s 1MDB investment-fund scandal.

Oct 20 2020, 15:02

Malaysian Regulator Issues Warning Against HotForex and OANDA

The Malaysian Securities Commission, SC, has issued a warning against two popular Forex brokerages: HotForex and OANDA Malaysia Corporation.

Oct 19 2020, 13:19

Australian Court Fines AGM Markets, Others $53 Million for Dishonest Behavior

A federal court in Australia has imposed a fine of $53.6 million on AGM Markets Pty Ltd and two others for systemic unconscionable conduct.

Oct 19 2020, 12:41

CySEC Blacklists 7 More Forex-related Websites

Cyprus regulator, CySEC has blacklisted yet another number of Forex related websites for illegally promoting trading products in the country.

Oct 15 2020, 23:02

Mauritius Regulator FSC Issues Warning Against ForexG Global Trading

Mauritius regulator, the FSC has warned against an unauthorized firm, ForexG Global Trading for offering financial products in the country.

Oct 13 2020, 15:15

FCA Flags Stark Markets as Unauthorized Forex Trading Platform

Is Stark Markets scam or reliable? The FCA has warned against this firm in another tireless effort to crack down on unregulated brokerages.

Oct 12 2020, 15:28

Is Brokermasters Ltd Scam or Reliable? CONSOB Blocks 5 Financial Services Websites

Is Brokermasters Ltd scam or reliable? CONSOB has issued a notice to block 5 websites that offer financial services illegally in Italy.

Sep 30 2020, 17:06

MAS Orders Wirecard to Cease Payment Services in Singapore

The Monetary Authority of Singapore (MAS) has ordered Wirecard entities to cease their payment services in Singapore & return clients funds.

Sep 29 2020, 16:47

AMF Blacklists 19 Websites of Unauthorized Binary Options Brokers

AMF has blacklisted a number of unauthorized brokers proposing what it calls “atypical investments”, or offering binary options trading.

Sep 29 2020, 15:39

CySEC Fines FXGM Parent Depaho Ltd €270,000 for Compliance Failures

Cyprus watchdog CySEC has announced a fine of €270,000 settling charges against Depaho Limited, parent of Retail FX broker FXGM.

Sep 29 2020, 14:41

SEC Charges Former Amazon Manager & Family With Insider Trading

The SEC charged a former Amazon finance manager, Laksha Bohra, and two of her family members with insider trading.

Sep 29 2020, 12:59

Things You Should Know About Binary Options Outside the U.S.

Binary options allow traders to take benefits from price fluctuations in numerous worldwide markets. Yet it's significant to understand.

Sep 28 2020, 15:36

SoluTech Settles SEC Fraud Charges & Security Law Violations

SoluTech and Nathan Pitruzzello, its former chief executive officer, has settled fraud and securities violations charges with the U.S SEC.

Sep 27 2020, 12:03

Hong Kong SFC Warns of Social Media Investment Scams

Hong Kong regulator, the SFC has introduced an official Facebook page with a campaign to warn the public about social media scams.

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